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G/03 — Governance

Compliance & Regulatory Readiness

How EdgeTrader helps brokerages meet international regulatory standards — from FCA and CySEC to ASIC and FSCA.

01 — What we cover

Audited & Verified Governance Framework

Every component is built with auditable controls and institutional standards.

Regulatory readiness

Built to support brokers regulated under FCA, CySEC, ASIC, FSCA, FSA, VFSC and more. Configurable leverage, margin and product rules per entity and jurisdiction.

MiFID II / ESMA reporting

Transaction reporting, best-execution analytics, negative balance protection and risk-warning enforcement available out-of-the-box for EU-regulated brokers.

KYC & AML integration

Native integrations with leading KYC/AML vendors. Configurable onboarding flows, sanction screening, ongoing monitoring and SAR-ready audit trails.

Security & data protection

SOC 2-aligned controls, encryption at rest and in transit, role-based access, MFA enforcement and detailed admin audit logs across the platform.

GDPR & data residency

GDPR-compliant data handling, DPA available on request, configurable data retention and regional hosting options for EU, UK, MENA and APAC.

Operational resilience

99.99% trading uptime SLA, geo-redundant infrastructure, documented DR plans, regular penetration testing and continuous vulnerability scanning.

02 — Documentation

Available on request

  • • Full trade lifecycle audit logs with millisecond timestamps
  • • Immutable trade modification and cancellation histories
  • • Role-based privilege enforcement with mandatory 2FA
  • • Segregated tenant architecture for multi-license operations
  • • Automated suspicious activity alerts and trade pattern monitoring
  • • Quarterly third-party penetration testing and vulnerability scans
03 — Disclosure

Report a vulnerability

We welcome responsible disclosure from the security community. Report suspected vulnerabilities to security@edgetrader.com. We respond within two business days and coordinate fixes under a clear disclosure timeline.